Tag Archives: CSA

Healthcare Cybersecurity Preparedness Tops HHS Priority List

Recently, the U.S. Department of Health & Human Services (“HHS”) issued guidance for healthcare cybersecurity best practices.  As required under the Cybersecurity Act (CSA) of 2015, this four-part guidance was generated by a Task Group charged with the following:

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The CSA announces new proposals affecting investors and advisors

In a recent Advisor article, Bernard Pinsky discusses the CSA’s new proposals that, if adopted, may increase the cost of advisor services, leaving less return for investors and possibly amplifying the allure of cheaper online investing, explains Bernard. Read the full article to learn more.

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CSA Targets Brokers to Raise Conduct Standards

On April 28, 2016, the Canadian Securities Administrators (“CSA”) published CSA Consultation Paper 33-404 (“CP 33-404”) which proposes for discussion regulatory action to hold securities advisors, dealers and representatives (“Advisors”) to a higher standard in dealings with their clients.

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